0001415889-15-000529.txt : 20150213 0001415889-15-000529.hdr.sgml : 20150213 20150213151437 ACCESSION NUMBER: 0001415889-15-000529 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Ruthigen, Inc. CENTRAL INDEX KEY: 0001574235 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 461821392 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88056 FILM NUMBER: 15613360 BUSINESS ADDRESS: STREET 1: 2455 BENNETT VALLEY RD. SUITE C116 CITY: SANTA ROSA STATE: CA ZIP: 95404 BUSINESS PHONE: (707) 525-9900 MAIL ADDRESS: STREET 1: 2455 BENNETT VALLEY RD. SUITE C116 CITY: SANTA ROSA STATE: CA ZIP: 95404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Honig Barry C CENTRAL INDEX KEY: 0001373203 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 595 S FEDERAL HIGHWAY STREET 2: SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: Honig Barry R DATE OF NAME CHANGE: 20060818 SC 13G 1 honigruthigensc13g_dec312014.htm SCHEDULE 13G honigruthigensc13g_dec312014.htm


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)

RUTHIGEN, INC.
(Name of Issuer)

Common Stock, $0.0001 Par Value
(Title of Class of Securities)

783330103
(CUSIP Number)

Copy to:
Barry Honig
555 South Federal Highway #450
Boca Raton, FL 33432
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

December 31, 2014
(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[ x] Rule 13d-1(c)
[   ] Rule 13d-1(d)

(Page 1 of 6 Pages)

 


 

 


 
CUSIP No. 783330103
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barry Honig
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 

 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
14,279
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
369,773 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
14,279
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
369,773 (1)

 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
384,052 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.99% (2)
 
12
 
TYPE OF REPORTING PERSON*
 
IN

(1)
Held by Marlin Capital Investments, LLC (“Marlin”). Barry Honig is the President of Marlin and in such capacity has voting and dispositive power over shares held by Marlin.
(2)           Based on 4,804,290 shares outstanding as of November 12, 2014.

 
 

 
 
 
CUSIP No. 783330103
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Marlin Capital Investments, LLC
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 

 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
369,773
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
369,773

 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
369,773
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.70% (1)
 
12
 
TYPE OF REPORTING PERSON*
 
CO

(1)  
Based on 4,804,290 shares outstanding as of November 12, 2014.
 
 
 

 

Item 1(a).                 Name of Issuer:

Ruthigen Inc.

Item 1(b).                 Address of Issuer's Principal Executive Offices:

12455 Bennett Valley Road, Suite C116, Santa Rosa, CA 95404

Item 2(a).                 Name of Person Filing.

The statement is filed on behalf of Barry Honig and Marlin Capital Investments, LLC (“Marlin”, together with Mr. Honig, the “Reporting Persons”).

Item 2(b).                 Address of Principal Business Office or, if None, Residence.

555 South Federal Highway #450, Boca Raton, FL 33432

Item 2(c).                 Citizenship.

Marlin is a corporation formed in the State of Florida and Mr. Barry Honig is a citizen of the United States.

Item 2(d).                 Title of Class of Securities.

Common Stock, par value $0.0001 per share.

Item 2(e).                 CUSIP Number.

783330103

Item 3.         Type of Person

Not applicable.

Item 4.                 Ownership.

(a) Amount beneficially owned: 384,052 (1).

(b) Percent of class: 7.99% (2).

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 14,279.

(ii) Shared power to vote or to direct the vote: 369,773 (3).

(iii) Sole power to dispose or to direct the disposition of: 14,279.

(iv) Shared power to dispose or to direct the disposition of: 369,773 (3).

Item 5.                 Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.                 Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

(1)
Held by Marlin Capital Investments, LLC. Barry Honig is the President of Marlin and in such capacity has voting and dispositive power over shares held by Marlin.
(2)
Based on 4,804,290 shares outstanding as of November 12, 2014.
 
 
 

 

Item 7.         Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
 
Not applicable.

Item 8.                 Identification and Classification of Members of the Group.

Not applicable.

Item 9.                 Notice of Dissolution of Group.

Not applicable.

Item 10.               Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date: February 13, 2015
 
/s/ Barry Honig
 
   
Barry Honig
 
 
 
   
Marlin Capital Investments, LLC
 
       
Date: February 13, 2015
By: 
/s/ Barry Honig
 
   
Barry Honig
 
   
President